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Regulation NMS
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#	Item
251	SR-BATS[removed]Exhibit 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Exchange, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-29 06:47:07 Investment Order Finance Algorithmic trading Regulation NMS Financial markets Stock market Financial economics
252	Microsoft Word - Statement of Matthew Andresen.doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Financial markets Stock market Economy of the United States Mathematical finance Order Algorithmic trading Futures contract Regulation NMS New York Stock Exchange Financial economics Finance Investment
253	January 24, 2006 VIA ELECTRONIC MAIL Mr. Jonathan G. Katz Secretary United States Securities and Exchange Commission 100 F Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-26 09:33:58 Stock market Business TD Ameritrade Toronto-Dominion Bank United States securities law Regulation NMS Securities market Security U.S. Securities and Exchange Commission Investment Silver Lake Partners Financial economics
254	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-13 22:42:35 Business United States securities law Self-regulatory organizations Regulation NMS Investment Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Christopher Cox NASDAQ Stock market United States Securities and Exchange Commission Economy of the United States
255	Notice of Proposed Amendments to National Instrument[removed]Marketplace Operation and National Instrument[removed]Trading Rules Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:03:23 Stock market Investment Financial system Finance Regulation NMS United States Securities and Exchange Commission Order Markets in Financial Instruments Directive Best execution Financial regulation Financial markets Financial economics
256	November 1, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-02 14:05:39 Financial regulation Business Financial Industry Regulatory Authority Financial economics Securities Exchange Act Regulation NMS Order U.S. Securities and Exchange Commission Manning rule United States securities law United States Securities and Exchange Commission Stock market
257	Testimony of Larry Leibowitz, Executive Vice President and Co-CEO of Schwab Soundview Capital Markets Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Finance Algorithmic trading New York Stock Exchange Order Market data Short Market maker Regulation NMS Day trading Financial markets Financial economics Investment
258	The Security Traders Association of New York, Inc. Members of the Security Traders Association 39 Broadway, Suite 1840 New York, NY 10006 • ([removed] • Fax[removed]E-mail - [removed] website - www.s Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-25 11:56:20 Business Regulation NMS Electronic communication network OTC Bulletin Board Alternative Trading Systems Financial Industry Regulatory Authority Security Over-the-counter Christopher Cox Stock market Financial economics Investment
259	May 18, 2004 Opening Statement by Congressman Paul E. Gillmor House Financial Services Committee Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises Hearing entitled, “The SEC Proposal on Ma Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 U.S. Securities and Exchange Commission Order Financial economics Investment Finance Financial markets United States Securities and Exchange Commission Stock market Regulation NMS
260	Testimony of John Giesea Security Traders Association Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Stock market Finance Investment Regulation NMS Order Market maker Securities Exchange Act High-frequency trading Flash Crash Financial markets United States Securities and Exchange Commission Financial economics

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